FREE Webinars
FREE for NACUSAC Members!
NACUSAC webinars are a cost-effective, convenient training opportunity for anyone involved in credit union auditing or oversight. Learn more about topics like accounting, auditing, fraud prevention, regulatory compliance and more. Participants are eligible to earn CPE (continuing education) credit and NACUSAC University course credits if enrolled.
Webinars are $149 for non-members. Not a member? Learn more about joining NACUSAC.
2025 Webinar Series
DEC.
4
12:00 - 1:00 PM (Pacific)
1:00 - 2:00 PM (Mountain)
2:00 - 3:00 PM (Central)
3:00 - 4:00 PM (Eastern)
Best Practices for Monitoring Exceptions and Corrective Actions
This session will provide Supervisory Committee members with practical guidance on how to effectively monitor audit and examination exceptions, as well as management’s corrective action plans. Participants will learn how to track findings from identification through resolution, evaluate the adequacy and timeliness of corrective actions, and strengthen oversight practices that support sound governance and regulatory compliance.
After completing this course, you will be able to:
- Understand the Supervisory Committee’s oversight responsibilities for tracking and resolving audit and examination exceptions.
- Identify effective methods for monitoring management’s corrective action plans and follow-up procedures.
- Recognize red flags or trends indicating recurring or unresolved issues.
- Apply best practices to enhance communication, documentation, and accountability between management, internal audit, and the Supervisory Committee.
Webinar Presenters
WEBINAR FORMS:
December 2025 Evaluation Form
December 2025 CPE Form
MEGAN MALVEAUX, CIA
MANAGER, HORNE
Megan is a results driven Certified Internal Audit manager, currently pursuing CPA, with 11 years of experience in risk assessment, compliance, operational audits, and financial audits. She has proven expertise in designing and implementing audit strategies, mitigating financial and operational risks, and improving internal controls. Megan is adept at leading teams, managing cross-functional projects, and delivering actionable insights to executive leadership and is committed to fostering compliance and organizational excellence.
COLBY HERNDON, CPA
SENIOR MANAGER, HORNE
Colby is an assurance senior manager in our public and middle market service line where he serves in both external and internal audit capacities for both SEC and privately-held institutions. Colby has experience performing and managing internal and external audits, as well as providing consulting and advisory insights to clients.
Continuing Education (CPE)
Recommend CPE credit: 1.0 credit
Field of Study: Auditing – Technical
Additional Information: Prerequisites: None
Who Should Attend: Supervisory Committee, Internal Audit Staff, Credit Union Staff
Advanced Preparation: None
Program Level: Basic
Delivery Method: Group Internet Based
Webinar Fees:
NACUSAC Members: FREE
Non-Members: $149
Get credit for one (1) continuing professional education (CPE) unit for this webinar. No advance preparation or prerequisites are required for this webinar. This is a basic level course in Auditing - Technical field of study granted through the National Association of State Boards of Accountancy (NASBA). This is a group-live offering.
NACUSAC University
Passing a six-question test on the material covered on this webinar satisfies the Regulatory Compliance course for NACUSAC University. Enrollees will receive an exam following the webinar. Only NACUSAC members are eligible to enroll in NACUSAC University.
Refunds, Cancellations and Complaints: No refunds will be granted for cancellation of webinar registrations. However, a credit will be applied to the non-member’s account for one year. For more information regarding refunds, complaints and/or program cancellation policies, please contact Lauren Macauley at lauren@nacusac.org or by calling 1-800-287-5949.